SPLK-2003 Splunk SOAR Certified Automation Developer Exam Questions and Answers

On the Investigation page in Splunk SOAR, users have the ability to edit or delete comments associated with an event or a container. Comments are generally used for collaboration and to provide additional context to an investigation. While action results, approval records, and artifact values are typically not editable or deletable to maintain the integrity of the investigative data, comments are more flexible and can be managed by users to reflect the current state of the investigation.

Investigation page allows you to view and edit various information and data related to an event or a case. One of the things that you can edit or delete in the Investigation page is the comments that you or other users have added to the activity feed. Comments are a way of communicating and collaborating with other users during the investigation process. You can edit or delete your own comments by clicking on the three-dot menu icon next to the comment and selecting the appropriate option. You can also reply to other users’ comments by clicking on the reply icon. Therefore, option B is the correct answer, as it is the only option that can be edited or deleted in the Investigation page. Option A is incorrect, because action results are the outputs of the actions or playbooks that have been run on the event or case, and they cannot be edited or deleted in the Investigation page. Option C is incorrect, because approval records are the logs of the approval requests and responses that have been made for certain actions or playbooks, and they cannot be edited or deleted in the Investigation page. Option D is incorrect, because artifact values are the data that has been collected or generated by the event or case, and they cannot be edited or deleted in the Investigation page.

1: Start with Investigation in Splunk SOAR (Cloud)

The correct answer is C because the default tenant’s ID is 1. The tenant ID is a unique identifier for each tenant on a multi-tenant Phantom server. The default tenant is the tenant that is created when Phantom is installed and contains all the existing data and assets. The default tenant’s ID is always 1 and cannot be changed. Other tenants have IDs that are assigned sequentially starting from 2. See Splunk SOAR Documentation for more details. In a multi-tenant Splunk SOAR environment, the default tenant is typically assigned an ID of 1. This ID is system-generated and is used to uniquely identify the default tenant within the SOAR database and system configurations. The default tenant serves as the primary operational environment before any additional tenants are configured, and its ID is crucial for database operations, API calls, and internal reference within the SOAR platform. Understanding and correctly using tenant IDs is essential for managing resources, permissions, and data access in a multi-tenant SOAR setup.

When working with complex data paths in Splunk SOAR, particularly within playbooks, the dot (.) operator is used to access sub-elements within a larger data structure. This operator allows for the navigation through nested data, such as dictionaries or objects within JSON responses, enabling playbook actions and decision blocks to reference specific pieces of data within the artifacts or action results. This capability is crucial for extracting and manipulating relevant information from complex data sets during incident analysis and response automation.

Filter blocks are used to add information to custom lists in Phantom VPE. Filter blocks allow the user to specify a list name and a filter expression to select the data to be added to the list. Action blocks are used to execute app actions, API blocks are used to make REST API calls, and decision blocks are used to evaluate conditions and branch the playbook execution. In the Phantom Visual Playbook Editor (VPE), an API block is used to interact with various external APIs, including custom lists within Phantom. Custom lists are key-value stores that can be used to maintain state, aggregate data, or track information across multiple playbook runs. API blocks allow the playbook to make GET, POST, PUT, and DELETE requests to these lists, facilitating the addition, retrieval, update, or removal of information. This makes API blocks a versatile tool in managing custom list data within playbooks.

 When configuring Splunk Phantom to integrate with an external Splunk Enterprise instance, it is typically required to have user accounts with sufficient privileges to access data and perform necessary actions. The roles of "superuser" and "administrator" in Splunk provide the broad set of permissions needed for such integration, enabling comprehensive access to data, management capabilities, and the execution of searches or actions that Phantom may require as part of its automated playbooks or investigations.

 Upon enabling multi-tenancy in Splunk SOAR, the first step in configuration typically involves setting up the default tenant. This foundational step is critical as it establishes the primary operating environment under which subsequent tenants can be created and managed. The default tenant serves as the template for permissions, settings, and configurations that might be inherited or customized by additional tenants. Proper configuration of the default tenant ensures a stable and consistent framework for multi-tenancy operations, allowing for segregated environments within the same SOAR instance, each tailored to specific operational needs or organizational units.

 In Splunk SOAR, it is possible to import external Python libraries, such as the time module, within the scope of a playbook's global code block. The global block allows users to define custom Python code, including imports of standard Python libraries that are included in the Phantom platform's Python environment. This capability enables the extension of playbooks' functionality with additional Python logic, making playbooks more powerful and versatile in their operations.

In Splunk SOAR, when needing to run multiple on_poll searches to a Splunk Cloud instance, the recommended approach is to configure a second Splunk asset specifically for the second query. This method allows each Splunk asset to maintain its own settings and query configurations, ensuring that each search can be managed and optimized independently. This separation also helps in troubleshooting and maintaining clarity in the configuration.

Option A, installing a second Splunk app, is not necessarily relevant as the app itself does not determine the number of queries but rather how they are managed and processed through assets.

Option B, configuring the second query in the Splunk App for SOAR Export, does not apply as this app typically handles data exportation from SOAR to Splunk, not managing multiple polling queries.

Option C, entering the two queries as comma-separated values, would not be practical or functional as Splunk SOAR’s asset configuration does not process multiple queries in this manner for polling purposes.

When configuring a Splunk asset for SOAR to connect to a Splunk Cloud instance and there is a need to run two different on_poll searches, the appropriate action is to configure a second Splunk asset with the second query. This allows each Splunk asset to have its own unique on_poll search configuration, enabling them to run independently and retrieve different sets of data as required. The other options, such as installing a second app or entering queries as comma-separated values, are not standard practices for managing multiple on_poll searches in Splunk SOAR1.

References:Splunk SOAR documentation on configuring search in Splunk SOAR1.

 The correct answer is C because configuring Phantom search to use an external Splunk server allows you to automate Splunk searches within Phantom using the run query action. This action can be used to run any Splunk search command on the external Splunk server and return the results to Phantom. You can also use the format results action to parse the results and use them in other blocks. See Splunk SOAR Documentation for more details.

Configuring Phantom (now known as Splunk SOAR) to use an external Splunk server enhances the automation capabilities within Phantom by allowing the execution of Splunk searches as part of the automation and orchestration processes. This integration facilitates the automation of tasks that involve querying data from Splunk, thereby streamlining security operations and incident response workflows. Splunk SOAR's ability to integrate with over 300 third-party tools, including Splunk, supports a wide range of automatable actions, thus enabling a more efficient and effective security operations center (SOC) by reducing the time to respond to threats and by making repetitive tasks more manageable

https://www.splunk.com/en_us/products/splunk-security-orchestration-and-automation-features.html

Splunk Phantom supports incremental backups in addition to full backups. An incremental backup is a type of backup that only copies the data that has changed since the last backup (whether that was a full backup or another incremental backup). This method is more storage-efficient than a full backup because it does not repeatedly back up the same data, reducing the amount of storage required and speeding up the backup process. Differential backups, which record the changes since the last full backup, and partial backups, which allow the selection of specific data to back up, are not standard backup types offered by Splunk Phantom according to its documentation.

Django filter queries in Splunk SOAR are performed by appending filter parameters directly to the REST API URL. This allows users to refine their search and retrieve specific data. For example, to filter containers by tags containing the word "sumo", the following URL structure would be used: https:// /rest/container?_filter_tags_contains="sumo". This format enables users to construct dynamic queries that can filter results based on specified criteria within the Django framework used by Splunk SOAR.

The correct way to perform a Django filter query in Splunk SOAR is to add parameters to the URL similar to the following: phantom/rest/container?_filter_tags_contains=“sumo”. This will return a list of containers that have the tag “sumo” in them. You can use various operators and fields to filter the results according to your needs. For more details, see Query for Data and Use filters in your Splunk SOAR (Cloud) playbook to specify a subset of artifacts before further processing. The other options are either incorrect or irrelevant for this question. For example:

•phantom/rest/search/app/contains/“sumo” is not a valid URL for a Django filter query. It will return an error message saying “Invalid endpoint”.

•There is no Django Filter Query Editor in the Administration panel of Splunk SOAR. You can use the REST API Tester to test your queries, but not to edit them.

•There is no SOAR Django App that needs to be installed or configured for performing Django filter queries. Splunk SOAR uses the Django framework internally, but you do not need to install or use any additional apps for this purpose.

 The primary system requirement that should be increased with heavy usage of the file vault is the amount of storage. The file vault is a secure repository for storing files on Phantom. The more files are stored, the more storage space is needed. The other options are not directly related to the file vault usage. See [File vault] for more information.

Heavy usage of the file vault in Splunk SOAR necessitates an increase in the amount of storage available. The file vault is used to securely store files associated with cases, such as malware samples, logs, and other artifacts relevant to an investigation. As the volume of files and the size of stored data grow, ensuring sufficient storage capacity becomes critical to maintain performance and ensure that all necessary data is retained for analysis and evidence.

 The main purpose of using a customized workbook is to guide user activity and coordination during event analysis and case operations. Workbooks can be customized to include different phases, tasks, and instructions for the users. The other options are not valid purposes of using a customized workbook. See Workbooks for more information.

Customized workbooks in Splunk SOAR are designed to guide users through the process of analyzing events and managing cases. They provide a structured framework for documenting investigations, tracking progress, and ensuring that all necessary steps are followed during incident response and case management. This helps in coordinating team efforts, maintaining consistency in response activities, and ensuring that all aspects of an incident are thoroughly investigated and resolved. Workbooks can be customized to fit the specific processes and procedures of an organization, making them a versatile tool for managing security operations.

Custom CEF fields can be created with a name and a data type. The name must be unique and the data type must be one of the following: string, int, float, bool, or list. The severity is not a valid option for custom CEF fields. See Creating custom CEF fields for more details. When creating Custom Common Event Format (CEF) fields in Splunk SOAR (formerly Phantom), the essential values you need to specify are the "Name" of the field and the "Data Type." The "Name" is the identifier for the field, while the "Data Type" specifies the kind of data the field will hold, such as string, integer, IP address, etc. This combination allows for the structured and accurate representation of data within SOAR, ensuring that custom fields are compatible with the platform's data processing and analysis mechanisms.

The Splunk App for SOAR Export can be downloaded from both GitHub and Splunkbase. Splunkbase is the official source for Splunk apps, where users can find, try, and download apps that enhance and extend the capabilities of Splunk, including the Splunk App for SOAR Export1. GitHub is also a common platform for sharing and collaborating on code, including Splunk apps and integrations. It is important to ensure that you are downloading from the official repository or author to avoid any security risks.

References:

Splunkbase, the official source for downloading the Splunk App for SOAR Export

The correct answer is C because filter blocks can be used to select data for use by other blocks. Filter blocks can filter data from the container, artifacts, or custom lists based on various criteria, such as field name, value, operator, etc. Filter blocks can also join data from multiple sources using the join action. The output of the filter block can be used as input for other blocks, such as decision, format, prompt, etc. See Splunk SOAR Documentation for more details.

Filter blocks within Splunk SOAR playbooks are designed to sift through data and select specific pieces of information based on defined criteria. These blocks are crucial for narrowing down the data that subsequent blocks in a playbook will act upon. By applying filters, a playbook can focus on relevant data, thereby enhancing efficiency and ensuring that actions are taken based on precise, contextually relevant information. This capability is essential for tailoring the playbook's actions to the specific needs of the incident or workflow, enabling more targeted and effective automation strategies. Filters do not directly select blocks for container data access, choose assets by various administrative criteria, or select containers by attributes like severity or status; their primary function is to refine data within the playbook's operational context.

The correct answer is A because assets provide location, credentials, and other parameters needed to run actions. Assets are configurations that define how Phantom connects to external systems or devices, such as firewalls, endpoints, or threat intelligence sources. Assets specify the app, the IP address or hostname, the username and password, and any other settings required to run actions on the target system or device. The answer B is incorrect because assets do not provide hostnames, passwords, and other artifacts needed to run actions, which are data objects that can be created or retrieved by playbooks. The answer C is incorrect because assets do not provide Python code, REST API, and other capabilities needed to run actions, which are provided by apps. The answer D is incorrect because assets do not provide firewall, network, and data sources needed to run actions, which are external systems or devices that can be connected to by assets. Reference: Splunk SOAR Admin Guide, page 45. Assets in Splunk Phantom are configurations that contain the necessary information for apps to connect to external systems and services. This information can include IP addresses, domain names, credentials like usernames and passwords, and other necessary parameters such as API keys or tokens. These parameters enable the apps to perform actions like running queries, executing commands, or gathering data. Assets do not provide the actual Python code, REST API capabilities, or network infrastructure; they are the bridge between the apps and the external systems with the configuration data needed for successful communication and action execution

Playbooks in Splunk SOAR are designed to handle various types of data to automate responses to security incidents. The correct types of data handled by playbooks include:

Container Data: Containers are used to group related data for an incident or event. Playbooks can access this information to perform actions and make decisions.

Artifact CEF Data: Artifacts hold detailed information about the event or incident, including CEF (Common Event Format) data. Playbooks often process this CEF data for various actions.

Result Data: This refers to the data generated from actions executed by the playbook, such as results from API calls, integrations, or automated responses.

List Data: Lists in Splunk SOAR are collections of reusable data (such as IP blocklists, whitelists, etc.) that playbooks can access to check values or make decisions based on external lists.

The inclusion of List data instead of Threat data distinguishes this option from others, as lists are more directly used by playbooks during execution, whereas threat data is a broader category that is often processed but not always directly handled by playbooks.

References:

Splunk SOAR Documentation: Playbook Data Handling.

Splunk SOAR Best Practices: Automating with Playbooks.

The asset ingestion setting 'Polling Interval' within Splunk SOAR determines how frequently the SOAR platform will poll an asset to ingest data. This setting is crucial for assets that are configured to pull in data from external sources at regular intervals. Adjusting the polling interval allows administrators to balance the need for timely data against network and system resource considerations.

An asset ingestion setting is a configuration option that allows you to specify how often SOAR should poll an asset for new data. Data ingestion settings are available for assets such as QRadar, Splunk, and IMAP. To configure ingestion settings for an asset, you need to navigate to the Asset Configuration page, select the Ingest Settings tab, and edit the Polling Interval field. The Polling Interval is the number of seconds between each poll request that SOAR sends to the asset. Therefore, option A is the correct answer, as it is the only option that is an asset ingestion setting in SOAR. Option B is incorrect, because Tag is not an asset ingestion setting, but a way of labeling an asset for easier identification and filtering. Option C is incorrect, because File format is not an asset ingestion setting, but a way of specifying the format of the data that is ingested from an asset. Option D is incorrect, because Operating system is not an asset ingestion setting, but a way of identifying the type of system that an asset runs on.

1: Configure ingest settings for a Splunk SOAR (On-premises) asset

The correct answer is D because the default ports that must be configured on Splunk to allow connections from Phantom are SplunkWeb (8000), SplunkD (8089), and HTTP Collector (8088). SplunkWeb is the port used to access the Splunk web interface. SplunkD is the port used to communicate with the Splunk server. HTTP Collector is the port used to send data to Splunk using the HTTP Event Collector (HEC). These ports must be configured on Splunk and Phantom to enable the integration between the two products. See Splunk SOAR Documentation for more details.

To allow connections from Splunk Phantom to Splunk, certain default ports need to be open and properly configured. The default ports include SplunkWeb (8000) for web access, SplunkD (8089) for Splunk's management port, and the HTTP Event Collector (HEC) on port 8088, which is used for ingesting data into Splunk. These ports are essential for the communication between Splunk Phantom and Splunk, facilitating data exchange, search capabilities, and the integration of various functionalities between the two platforms.

 The correct answer is B because an active playbook can be configured to operate on all containers that share a label. A label is a user-defined attribute that can be applied to containers to group them by a common characteristic, such as source, type, severity, etc. Labels can be used to filter containers and trigger active playbooks based on the label value. See Splunk SOAR Documentation for more details.

In Splunk SOAR, labels are used to categorize containers (such as incidents or events) based on their characteristics or the type of security issue they represent. An active playbook can be configured to trigger on all containers that share a specific label, enabling targeted automation based on the nature of the incident. This functionality allows for efficient and relevant playbook execution, ensuring that the automated response is tailored to the specific requirements of the container's category. Labels serve as a powerful organizational tool within SOAR, guiding the automated response framework to act on incidents that meet predefined criteria, thus streamlining the security operations process.

ROI Settings dashboard allows you to configure the parameters used to estimate the data displayed in the Automation ROI Summary dashboard. One of the settings that can be configured is the FTE Gained, which is the number of full time employees (FTEs) that are freed up by automation. To calculate this value, Splunk SOAR divides the number of actions run by automation by the number of expected actions an analyst would take, based on minutes per action and analyst hours per day. Therefore, option A is the correct answer, as it is one of the settings that can be configured in the ROI Settings dashboard. Option B is incorrect, because time lost is not a setting that can be configured in the ROI Settings dashboard, but a metric that is calculated by Splunk SOAR based on the difference between the analyst minutes per action and the actual minutes per action. Option C is incorrect, because analyst hours per month is not a setting that can be configured in the ROI Settings dashboard, but a value that is derived from the analyst hours per day setting. Option D is incorrect, because annual analyst salary is a setting that can be configured in the ROI Settings dashboard, but not the one that is asked in the question.

1: Configure the ROI Settings dashboard in Administer Splunk SOAR (On-premises)

ROI (Return on Investment) Settings within Splunk SOAR are used to estimate the efficiency and financial impact of the SOAR platform. One of the configurable parameters in these settings is the 'Analyst hours per month'. This parameter helps in calculating the time saved through automation, which in turn can be translated into cost savings and efficiency gains. It reflects the direct contribution of the SOAR platform to operational productivity.

The image shows a user interface of “splunk>phantom” with a search bar at the top, where a search for “Malware” has been initiated. The tabs labeled “Events,” “Indicators,” “Cases,” and “Tasks” suggest that the search functionality could span across various container fields within the Splunk SOAR environment. Typically, the search would include fields that are most relevant to the user’s query, which in this case, are likely to be the Event Name and Artifact Names. These fields are central to identifying and categorizing events and artifacts within Splunk SOAR, making them primary targets for a search term like “Malware” which is commonly associated with security events and indicators17.

References:

Understanding containers - Splunk Documentation

When building a playbook in Splunk SOAR, if the desired artifact value does not appear in the auto-populated list of input parameters for an action, users have the option to manually enter the Common Event Format (CEF) datapath for that value. This allows for greater flexibility and customization in playbook design, ensuring that specific data points can be targeted even if they're not immediately visible in the interface. This manual entry of CEF datapaths allows users to directly reference the necessary data within artifacts, bypassing limitations of the auto-populated list. Options B, C, and D suggest alternative methods that are not typically used for this purpose, making option A the correct and most direct approach to entering an unlisted artifact value in a playbook action.

When assigning an input parameter to an action while building a playbook, a user can use the auto-populated list of artifact values that match the expected data type for the parameter. The auto-populated list is based on the contains parameter of the action inputs and outputs, which enables contextual actions in the SOAR user interface. However, the auto-populated list may not include all the possible artifact values that can be used as parameters, especially if the artifact values are nested or have uncommon data types. In that case, the user can type the CEF datapath in manually, using the syntax artifact.., where field is the name of the artifact field, such as cef, and key is the name of the subfield within the artifact field, such as sourceAddress. Typing the CEF datapath in manually allows the user to enter the unlisted artifact value as an input parameter to the action. Therefore, option A is the correct answer, as it states how it is possible to enter the unlisted artifact value. Option B is incorrect, because deleting and recreating the artifact is not a way to enter the unlisted artifact value, but rather a way to lose the existing artifact data. Option C is incorrect, because editing the artifact to enable the List as Parameter option for the CEF value is not a way to enter the unlisted artifact value, but rather a way to make the artifact value appear in the auto-populated list. Option D is incorrect, because editing the container to allow CEF parameters is not a way to enter the unlisted artifact value, but rather a way to modify the container properties, which are not related to the action parameters.

Debug logs are essential for troubleshooting and understanding the execution flow of a playbook in Splunk Phantom. The debug log for a playbook execution can be viewed by navigating to the Investigation page of a specific event or container. Within the Recent Activity panel, there is an action menu associated with each playbook run. Selecting "Debug Log" from this menu will display the detailed execution log, showing each action taken, the results of those actions, and any errors or messages generated during the playbook run.

The primary objective of using the I2A2 playbook design methodology in Splunk SOAR is to create playbooks that are simple, reusable, and modular. This design philosophy emphasizes the creation of playbooks that can be easily understood and maintained, encourages the reuse of playbook components in different scenarios, and fosters the development of playbooks that can be modularly connected or used independently as needed.

I2A2 design methodology is a framework for designing playbooks that consists of four components:

•Inputs: The data that is required for the playbook to run, such as artifacts, parameters, or custom fields.

•Interactions: The blocks that allow the playbook to communicate with users or other systems, such as prompts, comments, or emails.

•Actions: The blocks that execute the core logic of the playbook, such as app actions, filters, decisions, or utilities.

•Artifacts: The data that is generated or modified by the playbook, such as new artifacts, container fields, or notes.

The I2A2 design methodology helps you to plan, structure, and test your playbooks in a modular and efficient way. The primary objective of using the I2A2 design methodology is to create simple, reusable, modular playbooks that can be easily maintained, shared, and customized. Therefore, option D is the correct answer, as it states the primary objective of using the I2A2 design methodology. Option A is incorrect, because creating detailed playbooks is not the primary objective of using the I2A2 design methodology, but rather a possible outcome of following the framework. Option B is incorrect, because creating playbooks that customers will not edit is not the primary objective of using the I2A2 design methodology, but rather a potential risk of not following the framework. Option C is incorrect, because meeting customer requirements using a single playbook is not the primary objective of using the I2A2 design methodology, but rather a challenge that can be overcome by using the framework.

1: Use a playbook design methodology in Administer Splunk SOAR (Cloud).

In Splunk SOAR, when working on a case and analyzing events, items marked as significant evidence are aggregated for review. These evidence items can be collectively viewed on the Investigation page under the Evidence tab. This centralized view allows analysts to easily access and review all marked evidence related to a case, facilitating a streamlined analysis process and ensuring that key information is readily available for investigation and decision-making.

In Splunk SOAR, a child playbook can access both the container data and the action result data from the parent playbook. This capability allows child playbooks to continue processing data or actions that were initiated by the parent playbook, ensuring smooth data flow and facilitating complex workflows across multiple playbooks. When a parent playbook calls a child playbook, the container (which holds the event and artifact data) and action results (which hold the outputs of previously executed actions) are passed to the child playbook.

This access enables more flexible and powerful automation by allowing the child playbook to build upon the work done by the parent.

References:

Splunk SOAR Playbook Documentation.

Splunk SOAR Playbook Development Best Practices.

The correct answer is B because the steps required to complete a full backup of a Splunk Phantom deployment are to first run the --backup --backup-type full command and then run the --setup command. The --backup command creates a backup file in the /opt/phantom/backup directory. The --backup-type full option specifies that the backup file includes all the data and configuration files of the Phantom server. The --setup command creates a configuration file that contains the encryption key and other information needed to restore the backup file. See Splunk SOAR Certified Automation Developer Track for more details.

Performing a full backup of a Splunk Phantom deployment involves using the command-line interface, primarily because Phantom's architecture and data management processes are designed to be managed at the server level for comprehensive backup and recovery. The correct sequence involves initiating a full backup first using the --backup --backup-type full option to ensure all configurations, data, and necessary components are included in the backup. Following the completion of the backup, the --setup option might be used to configure or verify the backup settings, although typically, the setup would precede backup operations in practical scenarios. This process ensures that all aspects of the Phantom deployment are preserved, including configurations, playbooks, cases, and other data, which is crucial for disaster recovery and system migration.

The severity of a container in Splunk Phantom can be set manually or automatically during the ingestion process. In addition to these methods, playbooks can also change the severity of a container. Playbooks are automated workflows that define a series of actions based on certain triggers and conditions. Within a playbook, actions can be defined to adjust the severity level of a container depending on the analysis of the event data, the outcome of actions taken, or other contextual factors. This dynamic adjustment allows for a more accurate and responsive incident prioritization as new information becomes available during the investigation process.