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ISO-22301-Lead-Implementer ISO 22301 Lead Implementer Certification Exam Questions and Answers

Questions 4

What is one of the responsibilities of an internal auditor?

Options:

A.

Prepare the organization for external audits.

B.

Determine and ensure the provision of all necessary resources for the audit.

C.

Schedule the frequency of internal audits.

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Questions 5

Scenario:

IHost is a web hosting company with more than 350 clients. Recently, its main office was struck by lightning, resulting in a fire that destroyed IHost's network infrastructure. Yet, no service interruption occurred because the company had a fully capable and ready-to-operate site, which ensured 100% availability of the services.

Which business continuity strategy has IHost used?

Options:

A.

Reciprocal agreement

B.

Hot site

C.

Rebuild and restoration

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Questions 6

Scenario:

Teleconn, a UK-based telecommunications provider, initiated a BCMS based on ISO 22301 to ensure reliable and consistent services. To monitor the BCMS’s performance, the internal audit function was outsourced to a company specializing in auditing services. The outsourced internal auditor was given unrestricted access to employees and documented information necessary for an effective audit.

The top management granted the outsourced internal auditor unrestricted access to employees and documented information necessary to conduct an effective audit. Is this appropriate?

Options:

A.

Yes, internal auditors should have unrestricted access to executives, employees, and information.

B.

No, outsourced internal auditors cannot have unrestricted access to employees and documented information for confidential reasons.

C.

No, outsourced internal auditors can have unrestricted access only to employees but not to documented information.

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Questions 7

For which type of organizations is the standby arrangement approach appropriate when developing the BCM strategy?

Options:

A.

Organizations that operate in more than one site since they can accommodate additional operations on short notice.

B.

Organizations that operate in the service and manufacturing industry, which are predominantly people-intensive.

C.

Organizations that have limited resources to maintain the standard level of delivery following an incident.

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Questions 8

Which of the following statements regarding the BCMS implementation project and operations is correct?

Options:

A.

Projects are focused on sustaining the organization, whereas operations focus on retaining or adding value or capability.

B.

Projects are ongoing, whereas operations are temporary.

C.

Projects are temporary, whereas operations are ongoing.

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Questions 9

What is an aspect to consider when managing records?

Options:

A.

Access control

B.

Expiration date of records

C.

Location of records

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Questions 10

An organization has implemented controls to prevent the unauthorized disclosure of documented information required by the BCMS. Is this in compliance with ISO 22301?

Options:

A.

Yes, only if the documented information required by the BCMS is stored electronically.

B.

No, the protection of documented information against unauthorized disclosure is not required but it is a good practice to follow.

C.

Yes, documented information should be protected from loss of confidentiality.

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Questions 11

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's database systems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize business continuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents,such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

According to ISO 22301, which of the following features pertains to a disruption?

Options:

A.

Incident that causes a negative deviation from the expected delivery of products and services.

B.

Unstable condition involving an abrupt or significant change that requires urgent attention and action.

C.

Situation where human, material, economic, or environmental losses have occurred.

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Questions 12

Which of the following is considered an external BCMS change factor?

Options:

A.

New products and services

B.

Budget and resources

C.

Vendors

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Questions 13

An organization is focused on eliminating the root causes of nonconformities. Which action did they take?

Options:

A.

Correction

B.

Corrective

C.

Detective

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Questions 14

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's database systems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize businesscontinuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

Which of the following statements regarding disaster recovery is correct?

Options:

A.

It minimizes operational downtime.

B.

It minimizes ineffective system function.

C.

It ensures effective communication during a disaster.

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Questions 15

What does measurement refer to?

Options:

A.

The process of determining the value and traits of a system, process, or product.

B.

The process of observing a system, process, or product to determine its performance levels.

C.

The process of examining a system, process, or product in order to understand it better.

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Questions 16

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's database systems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize business continuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

What does ISO 22313 emphasize regarding business continuity management?

Options:

A.

It is NOT enough to draft a response plan that anticipates disasters or emergency scenarios.

B.

Disruptions, different from disasters, have minimal impact on an organization's ability to deliver products and services.

C.

Business continuity management should prioritize proactive planning and implementation before a disruption occurs.

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Questions 17

What is one of the advantages of measurement and monitoring in the context of a BCMS, among others?

Options:

A.

Verifying compliance with all industry laws and best practices.

B.

Implementing controls to ensure the realization of processes.

C.

Both A and B.

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Questions 18

Scenario:

Headquartered in Sri Lanka, Operons Inc. is a freight forwarding company that adopted a BCMS aligned with ISO 22301. Prior to the certification audit, Operons Inc. measured gaps between their BCMS and the standard's requirements to ensure compliance. The certification body was contracted to conduct the audit, and a biased auditor from a previous ISO 9001 audit was replaced upon request. During the audit, two minor nonconformities were identified, and the audit team issued a recommendation for certification.

Based on Scenario 8, Operons Inc. contracted the same certification body that had conducted the ISO 9001 audit and requested more information about the competence and skills of the audit team. Is this acceptable?

Options:

A.

No, the same certification body cannot be contracted to audit two management systems in the same organization.

B.

No, the auditee cannot ask about the competence and skills of the audit team; that is the responsibility of the certification body.

C.

Yes, competence and skills of the audit team are among the main criteria in selecting a certification body.

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Questions 19

Scenario:

Prebank is a multinational financial institution. Its services include banking and investing through banking centers, ATMs, and mobile banking platforms. With millions of clients, Prebank's databasesystems record vast amounts of data and transactions daily. Its main activities depend on the ability of its employees to access clients' data through its database system at any time.

Recently, Prebank's database system stopped working unexpectedly. Soon after, it was discovered that this disruption was caused by the maintenance work on the road outside the company's office building. During the road repair, the workers had unintentionally damaged a water pipe that leaked into Prebank's basement. This leakage affected the company's electrical infrastructure, resulting in a loss of power, which shut down equipment and computers in the server room. Consequently, employees were unable to access Prebank's database system.

After this incident, the employees immediately notified Prebank's IT team. Subsequently, the IT team informed both the maintenance company responsible for the roadworks and the insurance company. The company responsible for maintenance told Prebank's IT team that the maintenance team was not available for the day. Since Prebank did not have a plan for responding to similar disruptions, they had to stop working and go home. Thankfully, the maintenance team arrived at the scene on the next day and made all the necessary repairs, allowing Prebank to resume all its operations.

Following these events, Prebank decided to change its strategy and procedures to prioritize business continuity planning within the company. Its main focus was to address the root cause of disruptions to improve business continuity. As such, the top management decided to implement a Business Continuity Management System (BCMS) based on ISO 22301.

After setting the company's business continuity objectives, the company established a project team, including a project manager and four additional team members. The BCM team was responsible for managing the BCMS implementation process, whereas the top management was responsible for the effectiveness of the BCMS. Through analyzing potential risk scenarios, the team defined Prebank's business continuity strategy as well as the resources for supporting business continuity within the company. This enabled the team to predict the impact of disruptions caused by various incidents, such as power outages. Following these actions, the company established a business continuity plan to manage disruptions effectively without impacting the workflow.

The effective implementation of the BCMS helped Prebank not only minimize losses and ensure continuity in its services but also absorb and adapt to a changing environment.

BCMS implementation helped Prebank to absorb and adapt in a changing environment. What is this ability known as?

Options:

A.

Emergency preparedness

B.

Organizational resilience

C.

Risk control

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Questions 20

What benefit can an organization obtain from a BCMS, from a business perspective?

Options:

A.

Reducing direct and indirect costs of disruptions.

B.

Creating a competitive advantage.

C.

Providing confidence in the organization’s ability to succeed.

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Questions 21

In which of the following domains should a BCMS project manager be competent?

Options:

A.

Awareness of conformity assessment requirements.

B.

Change management.

C.

Both A and B.

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Questions 22

Scenario:

Marketiser, a marketing company in Florida specializing in branding, advertising, market research, and design services, primarily serves small and medium-sized enterprises. After a devastating hurricane caused severe flooding and rendered its office unusable, Marketiser decided to implement a BCMS based on ISO 22301 to handle such disruptions.

The company formed a project team of four members from various departments and appointed Danielle as the project manager. Danielle conducted a comprehensive business impact analysis (BIA) focusing on activities related to data loss and backup recovery, recognizing the critical importance of safeguarding digital assets. She set specific recovery objectives, including a one-day recovery point objective (RPO) and a two-day recovery time objective (RTO).

Based on the BIA outcomes, the team chose a business continuity strategy that involved relocating preconfigured trailers with essential hardware and connectivity to an alternate site. Considering Marketiser's vulnerability to hurricanes, the strategy allowed swift activation and relocation with minimal lead time. To validate their strategy, Danielle and the team conducted real-time recovery exercises, testing their ability to restore data and resume critical operations within the defined RTO.

Marketiser's business continuity process is illustrated in Scenario 5. Is this process compliant with ISO 22301?

Options:

A.

No, according to ISO 22301, business continuity plans and procedures must be based on the selected business continuity strategies and solutions.

B.

No, according to ISO 22301, business continuity plans and procedures are input to BIA and business continuity strategy.

C.

Yes, according to ISO 22301, business continuity strategy is selected based on the business continuity plans and procedures.

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Questions 23

Scenario:

Teleconn, a UK-based telecommunications provider, initiated a BCMS based on ISO 22301 to ensure reliable and consistent services. To monitor the BCMS’s performance, the internal audit function was outsourced to a company specializing in auditing services. The outsourced internal auditor was given unrestricted access to employees and documented information necessary for an effective audit.

An outsourced company conducts regular internal audits of Teleconn’s BCMS. Is this acceptable?

Options:

A.

Yes, the internal audit function must always be outsourced to ensure its independence.

B.

Yes, the organization is allowed to outsource the function of the internal audit.

C.

No, the organization must not outsource the internal audit function.

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Questions 24

Scenario:

Marketiser, a marketing company in Florida specializing in branding, advertising, market research, and design services, primarily serves small and medium-sized enterprises. After a devastating hurricane caused severe flooding and rendered its office unusable, Marketiser decided to implement a BCMS based on ISO 22301 to handle such disruptions.

The company formed a project team of four members from various departments and appointed Danielle as the project manager. Danielle conducted a comprehensive business impact analysis (BIA) focusing on activities related to data loss and backup recovery, recognizing the critical importance of safeguarding digital assets. She set specific recovery objectives, including a one-day recovery point objective (RPO) and a two-day recovery time objective (RTO).

Based on the BIA outcomes, the team chose a business continuity strategy that involved relocating preconfigured trailers with essential hardware and connectivity to an alternate site. Considering Marketiser's vulnerability to hurricanes, the strategy allowed swift activation and relocation with minimal lead time. To validate their strategy, Danielle and the team conducted real-time recovery exercises, testing their ability to restore data and resume critical operations within the defined RTO.

In Scenario 5, Danielle determined the recovery time objective (RTO) to be up to two days. Is this acceptable?

Options:

A.

No, RTO presents the maximum acceptable data loss, as such it cannot tolerate the loss of three hours of mission-critical functions.

B.

Yes, functions within the backup process are mission-critical functions.

C.

No, functions within the backup process are mission-critical functions; therefore, the RTO should also be critical (within hours or minutes).

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Exam Name: ISO 22301 Lead Implementer Certification Exam
Last Update: Jan 16, 2025
Questions: 80

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